Cognicert Compliance Management Professional

• Recognize, identify and report a threat to the Compliance
• Understand Compliance best practices
• Understand the benefits of a Compliance program
• Gain a comprehensive understanding of the concepts, approaches, standards, methods and techniques required for the effective management of a Compliance Management System
• Understand the relationship between the components of a Compliance Management System, including risk management, controls and compliance with the requirements of different stakeholders of the organization
• Develop the knowledge and skills required to advise organizations on best practices in the management of Compliance
• Improve the capacity for analysis and decision making in the context of Compliance management

• Compliance Officers, Compliance Manager, Internal Control Managers, Internal Auditors and Human Resources Managers

• Principles of Compliance
• Understanding the organization in compliance context
• Identification of compliance obligations
• Scope of the compliance management system
• Analyze Compliance stakeholder expectations
• Regulatory Authorities, laws and compliance
  • Regulated agent concept
  • Customs Compliance regulations
• Develop Compliance Policy and Objectives
• Develop metrics, performance indicators and dashboards
• Develop Statement of application
• Identify Business partners and their contributory risks
• Compliance reviews of business partners
• Determine and design Compliance processes and procedures
• Identification of the scope of Compliance assessment
• Conduction of the Compliance assessment
• Determining and assigning Assessment personnel
• Assessment process
• Develop the Compliance plan
• Execute the Compliance plan
• Document and monitor the Compliance process
• Promote a culture of continual improvement
• Plan and implement actions required after a Compliance incident
• Protection of the Compliance information
• Introduction to management systems and the process approach
• Selection of the approach and methodology for Compliance risk assessment
• Compliance risk management (identification, analysis and treatment of risk)
• Implementation of a document management framework
• Implement processes, procedures and controls
• Maximizing your personnel, equipment and budget
• Best practice for recruitment, training and people management
• Development of a training & awareness program and communication about the Compliance
• Planning of measures to control compliance risks
• Building a Compliance culture among non-Compliance personnel
• Behaviour and culture Communication and documentation
• Operation Implementation of controls for compliance (technical, procedural, directing the attitude and behaviour of personnel)
• Performance evaluation Monitoring of compliance, application of indicators
• Analysis of information and reporting of results (internal and external)
• Internal Audit and Management Review

• Case Study
• Individual Exercises
• Role Play
• Group Exercises
• Group Presentation
• Examination

• 4 hours open examination. Passing the exams qualifies the candidate for  Cognicert Compliance Management Professional (CPD Certificate)
• Practical experience of 25 days with activity log qualifies participants for our  Cognicert Compliance Management Professional (Implementer Category) I.D Card and Certificate
• Practical experience of 50 days with activity log qualifies participants for our  Cognicert Compliance Management Professional (Lead Implementer Category) I.D Card and Certificate

·        Self-Study Material, Exam and Certification 

·        Online Training, Material, Exam and

·        Classroom Training Location: https://cognicert.com/delivery-partners/

5 days